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Private Client Services

/Private Client Services


If you are not the Plan Sponsor/Employer of the retirement plan you are currently participating in, you can still access our private client services.  All you need is a Self-Directed Brokerage Account (SDBA).  An SDBA can be created at Fidelity, Schwab, or TD Ameritrade.  Contact your Plan Sponsor or the Plan Administrator for more details.

While iQ401k only provides workplace retirement plan fiduciary services, our parent company (FPL Capital Management) offers a private client services that include a risk evaluation, drafting an Investment Policy Statement, implementing customized portfolios, and portfolio reporting.

Just like our retirement plan fiduciary services, private client services platform utilizes a Flat Fee structure.  Annual fee is a flat dollar mount based on the level of service required and NEVER based on the value of assets under management.  Annual fee for private client services ranges between $5,000 and $15,000.  If you are interested in learning more, please call us at 800-835-1969 or email us at




Still interested in having your 401(k) account on the iQ401k platform?

If you are not the Plan Sponsor/Employer but would still like access to our open architecture retirement plan platform using Vanguard’s Retirement Plan Access™ (VRPA), have your Plan Administrator or the Employer contact us.

We specialize in small to mid-size retirement plans with significantly higher than average account balances.  Majority of the current retirement plans we provide fiduciary services for are dental, medical, and law offices.